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Investor Corner

Special Instructions for Clients

SPECIAL INSTRUCTIONS FOR CLIENTS BUYING SHARES OF EXCHANGES, CLEARING CORPORATIONS AND DEPOSITARIES

ELIGIBILITY FOR ACQUIRING OR HOLDING SHARES. REGULATION 19 OF SECC

FIT AND PROPER CRITERIA. REGULATION 20 OF SECC

For the purposes of these regulations, a person shall be deemed to be a fit and proper person if Such person has a general reputation and record of fairness and integrity, including but not limited to—

Such person has not incurred any of the following disqualifications

If any question arises as to whether a person is a fit and proper person, SEBI's decision on such question shall be final.

For more details please click here

Issue of Securities

Do's

Don'ts

Investing in Derivatives

Do's

Don'ts

Collective Investment Scheme(CIS)

Do's

Don'ts

Dealing with Brokers and Sub-Brokers

Do's

Don'ts

Investing In Mutual Funds

Do's

Don'ts

Consolidated Policy on Risk Management System

It is for the information of all the Clients/Sub brokers/Authorized Persons/Employees of M/s. BgSE Financials Limited (hereinafter referred as “BFSL”) that a Master Policy on Risk Management is reproduced as below for the smooth functioning of the operational activities of the Company.

CAPITAL ADEQUACY DEPOSIT

TURNOVER LIMIT

No restriction on Turnover Limit. (In-traday )

EXPOSURE LIMIT

RELEASE OF MARGIN/CAPITAL ADEQUACY IN F&O AND CASH SEGMENT

Free, i.e. unutilized margin available in cash of any Sub broker/AP/Client with the Company may be released only upon request on T+1 day if the amount is upto Rs.5,00,000/- (Rupees Five Lakhs Only) and on T+2 if the amount is more than Rs.5,00,000/-. It can be released by BFSL itself on T-day but in case of shortfall in pay- in only. FDR shall be released upon receipts from respective Exchange.

SECURITIES PAY IN

EARLY PAY-IN OF SECURITIES

FUNDS PAY IN - CASH SEGMENT

FUNDS PAY-IN FOR F & O SEGMENT

F & O Segment

ACTIONS FOR DEFAULT IN PAY IN ACCOUNTS

The pay-in accounts must be collected from branch bank account of the respective Sub broker in cash segment and from Clients/APs’ bank account in F&O segment on T+1 day. If there is any default in pay-in amount, then warning shall be issued to make pay-in immediately followed by suspension of trading in the respective segment on all the terminals of Sub brokers. The trading is restored only upon the realization of pay-in amount along with penalties. At the second level where the debts outstanding cross a threshold of T+5 days, the respective client’s account with debit balance for more than T+5 days is suspended for further buying. However, in certain cases and on written request of Sub broker, BFSL may allow buying where sufficient margin is there and Sub broker has made the pay-in at Branch Level but this is not permitted beyond 25 days under any circumstances.

addition to the above, following penal action for default/delay in pay-in shall be there as enumerated in the following table:

Particulars Action
If delay/delay in pay in is upto two times during the last two months Nil
If delay/delay in pay in is upto three times during the last two months Exposure will be reduced by 20% at Branch level/Authorized person level.
If delay/delay in pay in is upto four times during the last two months Exposure will be reduced by 30% at Branch level/Authorized person level.
If delay/delay in pay in is upto five times or more during the last two months Exposure will be reduced by 40% at Branch level/Authorized person level.

The abovementioned reduction in exposure shall remain for three months in case of first time delay/ default and for six months in case of repetitive instances. The exercise shall be undertaken on the first trading day of each month.

PAY OUT OF SECURITIES

F & O Segment

PAY OUT OF FUNDS TO BRANCH A/C. ( FOR CASH SEGMENT)

PAY OUT OF FUNDS :F & O SEGMENT

SURVEILLANCE OBLIGATIONS

In order to facilitate effective surveillance mechanism system, BFSL shall investigate the alerts generated by the Exchange. The procedure for the same is as provided below:

OTHER SERVICES

Sr. Caption Download
1 Derivatives FAQ
2 Quick Reference
3 FAQs for NRI Trading Account

HOLIDAY LIST

Go
Holiday Date Purpose Day
21-Feb-20 Mahashivratri Friday
10-Mar-20 Holi Tuesday
02-Apr-20 Ram Navami Thursday
06-Apr-20 Mahavir Jayanti Monday
10-Apr-20 Good Friday Friday
14-Apr-20 Dr.Baba Saheb Ambedkar Jayanti Tuesday
01-May-20 Maharashtra Day Friday
25-May-20 Id-Ul-Fitr (Ramzan Id) Monday
02-Oct-20 Mahatma Gandhi Jayanti Friday
16-Nov-20 Diwali Balipratipada Monday
30-Nov-20 Gurunanak Jayanti Monday
25-Dec-20 Christmas Friday

Client Registration Documents

Sr. Language Download
1 Assamese
2 Bengali
3 Gujrati
4 Hindi
5 Kannada
6 Kashmiri
7 Konkani
8 Malyalam
9 Marathi
10 Oriya
11 Punjabi
12 Sindhi
13 Tamil
14 Telugu
15 Urdu

SETTLEMENT CALENDER

Go
Sr. Settlement No. Trading Date
(T Day)
Early Pay-in Funds and
Securities Pay - In (T+1)
Funds Securities Pay-Out (T+2) Short Delivery Auction on (T+2) Internal Short Delivery Information on (T+3) Internal Short Delivery & Auction Pay Out(T+4)
1 2020001 01-Jan-20 02-Jan-20 03-Jan-20 03-Jan-20 06-Jan-20 07-Jan-20
2 2020002 02-Jan-20 03-Jan-20 06-Jan-20 06-Jan-20 07-Jan-20 08-Jan-20
3 2020003 03-Jan-20 06-Jan-20 07-Jan-20 07-Jan-20 08-Jan-20 09-Jan-20
4 2020004 06-Jan-20 07-Jan-20 08-Jan-20 08-Jan-20 09-Jan-20 10-Jan-20
5 2020005 07-Jan-20 08-Jan-20 09-Jan-20 09-Jan-20 10-Jan-20 13-Jan-20
6 2020006 08-Jan-20 09-Jan-20 10-Jan-20 10-Jan-20 13-Jan-20 14-Jan-20
7 2020007 09-Jan-20 10-Jan-20 13-Jan-20 13-Jan-20 14-Jan-20 15-Jan-20
8 2020008 10-Jan-20 13-Jan-20 14-Jan-20 14-Jan-20 15-Jan-20 16-Jan-20
9 2020009 13-Jan-20 14-Jan-20 15-Jan-20 15-Jan-20 16-Jan-20 17-Jan-20
10 2020010 14-Jan-20 15-Jan-20 16-Jan-20 16-Jan-20 17-Jan-20 20-Jan-20
11 2020011 15-Jan-20 16-Jan-20 17-Jan-20 17-Jan-20 20-Jan-20 21-Jan-20
12 2020012 16-Jan-20 17-Jan-20 20-Jan-20 20-Jan-20 21-Jan-20 22-Jan-20
13 2020013 17-Jan-20 20-Jan-20 21-Jan-20 21-Jan-20 22-Jan-20 23-Jan-20
14 2020014 20-Jan-20 21-Jan-20 22-Jan-20 22-Jan-20 23-Jan-20 24-Jan-20
15 2020015 21-Jan-20 22-Jan-20 23-Jan-20 23-Jan-20 24-Jan-20 27-Jan-20
16 2020016 22-Jan-20 23-Jan-20 24-Jan-20 24-Jan-20 27-Jan-20 28-Jan-20
17 2020017 23-Jan-20 24-Jan-20 27-Jan-20 27-Jan-20 28-Jan-20 29-Jan-20
18 2020018 24-Jan-20 27-Jan-20 28-Jan-20 28-Jan-20 29-Jan-20 30-Jan-20
19 2020019 27-Jan-20 28-Jan-20 29-Jan-20 29-Jan-20 30-Jan-20 31-Jan-20
20 2020020 28-Jan-20 29-Jan-20 30-Jan-20 30-Jan-20 31-Jan-20 03-Feb-20
21 2020021 29-Jan-20 30-Jan-20 31-Jan-20 31-Jan-20 03-Feb-20 04-Feb-20
22 2020022 30-Jan-20 31-Jan-20 03-Feb-20 03-Feb-20 04-Feb-20 05-Feb-20
23 2020023 31-Jan-20 03-Feb-20 04-Feb-20 04-Feb-20 05-Feb-20 06-Feb-20
Note : Settlement Calendar
Prevent unauthorized transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day..........

Attention Investor