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Investor Corner

DO'S & DONT'S
DO'S & DONT'S RISK MANAGEMENT OTHER SERVICES SUGGESTION FEEDBACK HOLIDAY LIST STEPS FOR OPENING ESTATEMENT CLIENT REGISTRATION DOCUMENTS SETTLEMENT CALENDAR POLICIES AND PROCEDURES POLICY CONFLICT OF INTEREST ANNEXURES PMLA MODEL CODE OF CONDUCT ANNEXURE-1 ATTACHMENT TO CONTRACT NOTE SHAREHOLDERS CORNER
Special Instructions for Clients
SPECIAL INSTRUCTIONS FOR CLIENTS BUYING SHARES OF EXCHANGES, CLEARING CORPORATIONS AND DEPOSITARIES

“Regulation 19(1) & 20 of Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2012 (SECC Regulations) which states that no person shall, directly or indirectly, acquire or hold equity shares of a recognised Stock Exchange, recognised Clearing Corporation and recognised Depositaries unless he is a fit and proper person in terms of Regulation 19 and 20 of the SECC Regulations."

ELIGIBILITY FOR ACQUIRING OR HOLDING SHARES. REGULATION 19 OF SECC

No person shall, directly or indirectly, acquire or hold equity shares of a recognised Stock Exchange, recognised Clearing Corporation and recognised Depositaries unless he is a fit and proper person.

Any person who, directly or indirectly, either individually or together with persons acting in concert, acquire equity shares such that his shareholding exceeds two per cent of the paid up equity share capital of a a recognised Stock Exchange, recognised Clearing Corporation and recognised Depositaries shall seek approval of SEBI within fifteen days of the acquisition.

A person eligible to acquire or hold more than five per cent of the paid up equity share capital under sub-regulation (2) of regulation 17 and sub-regulation (2) of regulation 18 may acquire or hold more than five per cent of the paid up equity share capital of a a recognised Stock Exchange, recognised Clearing Corporation and recognised Depositaries only if he has obtained prior approval of SEBI.

Any person holding more than two per cent of the paid up equity share capital of the a recognised Stock Exchange, recognised Clearing Corporation and recognised Depositaries on the date of commencement of these regulations, shall ensure compliance with this regulation within a period of ninety days from the date of such commencement.

If approval under sub-regulation (2) or (4) is not granted by SEBI to any person, such person shall forthwith divest his excess shareholding.

Any person holding more than two per cent. of the paid up equity share capital in a a recognised Stock Exchange, recognised Clearing Corporation and recognised Depositaries, as the case may be, shall file a declaration within fifteen days from the end of every financial year to the a recognised Stock Exchange, recognised Clearing Corporation and recognised Depositaries, as the case may be, that he complies with the fit and proper criteria provided in these regulations.

FIT AND PROPER CRITERIA. REGULATION 20 OF SECC

For the purposes of these regulations, a person shall be deemed to be a fit and proper person if Such person has a general reputation and record of fairness and integrity, including but not limited to —

  • Financial integrity

  • Good reputation and character

  • Honesty

Such person has not incurred any of the following disqualifications

The person, or any of its whole time directors or managing partners, has been convicted by a court for any offence involving moral turpitude or any economic offence or any offence against the securities laws.

An order for winding up has been passed against the person.

The person, or any of its whole time directors or managing partners, has been declared insolvent and has not been discharged.

An order, restraining, prohibiting or debarring the person, or any of its whole time directors or managing partners, from dealing in securities or from accessing the securities market, has been passed by the Board or any other regulatory authority, and a period of three years from the date of the expiry of the period specified in the order has not elapsed.

Any other order against the person, or any of its whole time directors or managing partners, which has a bearing on the securities market, has been passed by SEBI or any other regulatory authority, and a period of three years from the date of the order has not elapsed.

The person has been found to be of unsound mind by a court of competent jurisdiction and the finding is in force

The person is financially not sound.

If any question arises as to whether a person is a fit and proper person, SEBI's decision on such question shall be final. For more details please click here

Issue of Securities
Do's
  • Risk factors pertaining to the issue.

  • Outstanding litigations and defaults, if any

  • Financials of the issuer.

  • Object of the issue.

  • Company history.

  • Background of promoters.

  • Instructions before making application.

Read the Prospectus/ Abridged Prospectus and carefully note

Don'ts
  • Do not fall prey to market rumors.

  • Do not go by any implicit/explicit promise made by the issuer or any one else

  • Do not invest based on Bull Run of the market index/scrips of other companies in same industry/issuer company.

  • Do not bank upon the price of the shares of the issuer company to go up in the short run.

Investing in Derivatives
Do's
  • Go through all rules, regulations, bye-laws and disclosures made by the exchanges.

  • Trade only through - Trading Member (TM) registered with SEBI or authorized person of TM registered with the exchange.

  • While dealing with an authorised person, ensure that the contract note has been issued by the TM of the authorized person only.

  • While dealing with an authorized person, pay the brokerage/payments/margins etc. to the TM only.

  • Ensure that for every executed trade you receive duly signed contract note from your TM highlighting the details of the trade along with your unique client-id.

  • Obtain receipt for collateral deposited with Trading Member (TM) towards margin.

  • Go through details of Client-Trading Member Agreement.

  • Know your rights and duties vis-à-vis those of TM/ Clearing Member.

  • Be aware of the risk associated with your positions in the market and margin calls on them.

  • Collect / pay mark to market margins on your futures position on a daily basis from / to your Trading member.

Don'ts
  • Do not start trading before reading and understanding the Risk Disclosure Documents

  • Do not trade on any product without knowing the risk and rewards associated with it

Collective Investment Scheme(CIS)
Do's
  • Before investing ensure that the entity is registered with SEBI.

  • Read the offer document of the scheme especially the risk factors carefully.

  • Check the viability of the project.

  • Check and verify the background/expertise of the promoters

  • Ensure clear and marketable title of the property/assets of the entity

  • Ensure that the Collective Investment Management Company has the necessary infrastructure to carry out the scheme

  • Check the credit rating of the scheme and tenure of the rating

  • Check for the appraisal of the scheme and read the brief appraisal report.

  • Read carefully the objects of the scheme.

  • Check for the promise vis-a-vis performance of the earlier schemes in the offer document.

Don'ts
  • Do not invest in any CIS entity not having SEBI registration.

  • Do not get carried away by indicative returns.

  • Do not invest based on market rumors.

Dealing with Brokers and Sub-Brokers
Do's
  • Deal only with SEBI registered intermediaries.

  • Ensure that the intermediary has a valid registration certificate

  • Ensure that the intermediary is permitted to transact in the market.

  • State clearly who will be placing orders on your behalf

  • Insist on client registration form to be signed by the intermediary before commencing operations

  • Enter into an agreement with your broker or sub-broker setting out terms and conditions clearly

  • Insist on contract note/ confirmation memo for trades done each day

  • Insist on bill for every settlement.

  • Ensure that broker’s name, trade time and number, transaction price and brokerage are shown distinctly on the contract note.

  • Insist on periodical statement of accounts.

  • Issue cheques/drafts in trade name of the intermediary only.

  • Ensure receipt of payment/ deliveries within 48 hours of payout.

  • In case of disputes, file written complaint to intermediary/ Stock Exchange/SEBI within a reasonable time

  • In case of sub-broker disputes, inform the main broker about the dispute within 6 months

  • Familiarise yourself with the rules, regulations and circulars issued by stock exchanges/SEBI before carrying out any transaction

Don'ts
  • Do not deal with unregistered intermediaries

  • Do not pay more than the approved brokerage to the intermediary.

  • Do not undertake deals for others.

  • Do not neglect to set out in writing, orders for higher value given over phone.

  • Do not sign blank Delivery instruction slip(s) while meeting security payin obligation

  • Don’t accept unsigned/duplicate contract note/confirmation memo

  • Don’t accept contract note/confirmation memo signed by any unauthorised person.

  • Don’t delay payment/deliveries of securities to broker/ sub-broker.

  • Don’t get carried away by luring advertisements, if any.

  • Don’t be led by market rumors or get into shady transactions

Investing In Mutual Funds
Do's
  • Read the offer document carefully before investing.

  • Note that investments in Mutual Funds may be risky

  • Mention your bank account number in the application form

  • Invest in a scheme depending upon your investment objective and risk appetite

  • Note that Net Asset Value of a scheme is subject to change depending upon market conditions

  • Insist for a copy of the offer document/key information memorandum before investing

  • Note that past performance of a scheme is not indicative of future performance

  • Past performance of a scheme may or may not be sustained in future

  • Keep track of the Net Asset Value of a scheme, where you have invested, on a regular basis

  • Ensure that you receive an account statement for the money that you have invested.

  • Update yourself on the performance of the scheme on a regular basis.

Don'ts
  • Do not invest in a scheme just because somebody is offering you a commission or other incentive, gifts etc.

  • Do not get carried away by the name of the scheme/Mutual Fund

  • Do not fall prey to promises of unrealistic returns

  • Do not forget to take note of risks involved in the investment

  • Do not hesitate to approach concerned persons and then the appropriate authorities for any problem.

  • Do not deal with any agent/broker dealer who is not registered with Association of Mutual Funds in India (AMFI)

Consolidated Policy on Risk Management System

It is for the information of all the Clients/Sub brokers/Authorized Persons/Employees of M/s. BgSE Financials Limited (hereinafter referred as “BFSL”) that a Master Policy on Risk Management is reproduced as below for the smooth functioning of the operational activities of the Company.

CAPITAL ADEQUACY DEPOSIT
  • Cash Segment

    • Minimum BMC of Rs. 50,000/- (Rupees Fifty Thousand) (in cash only) need to be kept with BFSL by Sub-broker/AP for each Exchange for Cash Segment.

    • Additional Capital is collected in the form of Cash

    • However, shares are not accepted for “CM” segment.

    • BMC deposit with Parent Exchange cannot be transferred to BFSL

  • F & O Segment

    • Minimum BMC of Rs. 1,00,000/- (Rupees One Lakh) (cash only) need to be kept with BFSL by Authorised Person for F & O Segment.

    • Client needs to maintain minimum capital of Rs.20, 000/- (Rupees Twenty Thousand) (cash only) in F&O segment.

    • Additional Capital is collected in the form of Cash.

TURNOVER LIMIT

No restriction on Turnover Limit. (In-traday )

EXPOSURE LIMIT
  • Cash Segment

    • Gross Exposure allowed to the Sub-broker/AP across his/her Clients shall be 20 times of the capital adequacy deposit brought in by the Sub-broker/AP/Client (in case of client specific arrangements) (Base Minimum Capital plus additional capital*) depending upon market condition.

    • Exposure is given at Sub-broker/AP level.

    • Sub-brokers/AP may fix the exposure at their discretion to respective Client, subject to the total exposure permitted to them.

    • No margin shall be collected in cash market as pay-in of funds and securities itself is collected on T+1 day

  • F&O Segment

    • The Authorised Person and Clients will have to pay initial exposure margins, span margins and any other margin as specified by the relevant authority from time to time on real time basis. If at any point of time applicable margins in the account of any applicant reaches 100% of limit allowed in F&O segments, system shall not accept fresh orders from those users and terminal shall be in ‘squaring off’ mode. Under these circumstances, APs/Clients will have to square off his/her positions or deposit additional margins. Margins in F&O can be deposited in the form of cash, FDR or other approved securities and that deposit is to be made in the prescribed ratio of cash and non cash components. At present, it is 50:50 for APs/Clients i.e 50% cash and 50% non cash components. Here, FDR/BG shall be considered as cash equivalent for calculating the above said ratio.

    • Any M2M margin will be collected from AP’s/Client’s bank account on T+1 day and BFSL may call it on T-day as well if the circumstances warrant for the same, i.e in the event of huge volatility.

RELEASE OF MARGIN/CAPITAL ADEQUACY IN F&O AND CASH SEGMENT

Free, i.e. unutilized margin available in cash of any Sub broker/AP/Client with the Company may be released only upon request on T+1 day if the amount is upto Rs.5,00,000/- (Rupees Five Lakhs Only) and on T+2 if the amount is more than Rs.5,00,000/-. It can be released by BFSL itself on T-day but in case of shortfall in pay- in only. FDR shall be released upon receipts from respective Exchange.

SECURITIES PAY IN
  • On ‘T ‘day

    • Pay-in obligations of shares of Clients are lifted from ‘Client’s Beneficiary A/c’ (if holdings are available for respective Clients) NSE & BSE CM A/cs.

    • Further those clients, who have given POA, the shares are lifted from their respective DP beneficiary account maintained with BFSL DP.

    • For those clients who have given POA, but shares are not available in beneficiary A/c, BFSL uploads instruction for the settlement obligation for the respective Clients (the instruction status shall be shown as ‘OVER DUE ‘ ), if shares are available at any time before T+2 Pay in dead line, the above instruction shall be settled.

    • The Clients who have not given POA will transfer the shares from their DP account to company’s pool a/c or client Beneficiary a/c themselves against their obligations.

  • On T +1 day

    • All the above ‘T’ day’s process continues

EARLY PAY-IN OF SECURITIES
  • On ‘T’ day

    • The shares received in BFSL CM pool a/cs on ‘T’ day, towards client’s settlement obligations for NSE & BSE, are uploaded to NSCCL and BOISL as early pay in.

  • On T +1 day

    • The shares received in BFSL CM pool a/cs on ‘T+1’day, towards clients settlement obligations for NSE & BSE, are uploaded to NSCCL and BOISL as early pay in.

FUNDS PAY IN - CASH SEGMENT
  • For Cash Segment

    • Each Sub broker is treated as a particular ‘Branch’.

    • BFSL opens separate bank account for each Sub broker (branch) concerned, in the name and style of ‘BgSE Financials Ltd’ (with Sub broker code) and account is operated by authorized BFSL officials only.

    • The branch Bank A/cs are opened either in Canara Bank, HDFC Bank or ING Vysya bank.

    • The Client’s pay-in cheques are deposited in their respective branch A/c.

  • On ‘T+1’ day

    • Exchange wise/ Settlement No. wise * pay in obligation of a branch is collected from the respective bank (branch) accounts on net basis.

    • BFSL sent debit advises to respective banks towards pay-in obligation of branches. (Canara bank by soft copy, ING VYSYA bank by hard copy of pay-in statement, and HDFC bank, pay in is collected from BFSL HO online).

  • On T+2 days

    • Any shortfall of pay-in obligation on T+1 Day from any branch shall be collected on T+2 day.

FUNDS PAY-IN FOR F & O SEGMENT

F & O Segment

  • In F&O segment, Clients are of 2 categories, such as:-

    • Clients having bank account with any of the three designated banks (CANARA Bank/HDFC Bank/ ING VYSYA Bank).

    • Clients who do not have bank account with any of the designated banks and such Clients’ F&O trading accounts are treated as “F& O Running Account”

  • On ‘T’ Day

    • F&O Bills are posted to clients’ F&O ledger a/c on a daily basis.

  • On T+1 Day

    • For the Clients who have opened bank account with CANARA Bank/HDFC Bank/ ING Vysya Bank:

      • Settlement pay-in amounts are collected from clients’ respective bank accounts.

      • Receipt entries are posted to clients’ F&O ledger a/c.

    • For ‘F&O – Running Account’.

      • BFSL is having CA-2911 with Canara Bank for maintaining settlement funds of those clients who have opted for ‘F&O Running Account’.

      • Clients need to maintain credit balance in their F&O Settlement Ledger accounts.

      • F&O bills are posted to clients’ F&O Settlement Ledger account daily.

      • If Client’s F&O Settlement a/c is having debit balance:

        • The amount is transferred from F&O Capital/Credit balance, if any available, in cash segment to F&O settlement a/c.

        • Further shortfall, if any, Authorized Person is informed to make arrangement to collect the funds from clients on an immediate basis.

        • Payment cheques received from Clients are deposited to CA-2911-‘F&O Running A/c’ by giving credit to respective Clients’ F&O settlement ledger A/c.

        • The sum total of all the clients debit balances for the bill date are transferred from CA-2911 to F&O settlement A/c of BFSL on a daily basis.

ACTIONS FOR DEFAULT IN PAY IN ACCOUNTS

The pay-in accounts must be collected from branch bank account of the respective Sub broker in cash segment and from Clients/APs’ bank account in F&O segment on T+1 day. If there is any default in pay-in amount, then warning shall be issued to make pay-in immediately followed by suspension of trading in the respective segment on all the terminals of Sub brokers. The trading is restored only upon the realization of pay-in amount along with penalties. At the second level where the debts outstanding cross a threshold of T+5 days, the respective client’s account with debit balance for more than T+5 days is suspended for further buying. However, in certain cases and on written request of Sub broker, BFSL may allow buying where sufficient margin is there and Sub broker has made the pay-in at Branch Level but this is not permitted beyond 25 days under any circumstances. addition to the above, following penal action for default/delay in pay-in shall be there as enumerated in the following table:

Particulars Action
If delay/delay in pay in is upto two times during the last two months Nil
If delay/delay in pay in is upto three times during the last two months Exposure will be reduced by 20% at Branch level/Authorized person level.
If delay/delay in pay in is upto four times during the last two months Exposure will be reduced by 30% at Branch level/Authorized person level.
If delay/delay in pay in is upto five times or more during the last two months Exposure will be reduced by 40% at Branch level/Authorized person level.

The abovementioned reduction in exposure shall remain for three months in case of first time delay/ default and for six months in case of repetitive instances. The exercise shall be undertaken on the first trading day of each month.

PAY OUT OF SECURITIES

F & O Segment

  • For those clients who have not opted for ‘Running Account’

    • On T+2 day, pay-out of securities are transferred to the Clients’ own beneficiary Id, provided Clients’ account does not have any debit balance.

    • For clients having debit balance, the shares are transferred to ‘Running a/c.’

  • For those Clients who have opted for ‘Running a/c’

    • On T+2 day, the shares are transferred to Clients’ ‘Running a/c.’

  • Pay out of securities from ‘Running a/c”

    • Based on Sub-broker/AP Request.

      The pay-out requests received through Sub brokers are processed on a daily basis and the shares are transferred from ‘Running a/c’ to Clients’ ‘Beneficiary a/c’ (of those clients who have cleared the debit balances).

    • Transfer of shares from Running A/c to Client beneficiary account for those clients who are not opted for Running A/c. (those shares moved to Running A/c. due to debit balance on T+2 day).

      Every Wednesday and Friday, BFSL, at its own volition, transfers the shares from ‘Running a/c’ to respective Clients’ ‘Beneficiary a/c’. (For those Clients who have cleared the debit balances as on the time of transfer.)

    • Quarterly settlement of shares (Pay-out)

      The shares which were kept in ‘Running A/c’ are transferred by BFSL to respective Clients’ ‘Beneficiary a/c’ on the last day of every calendar quarters, provided clients do not have any debit balance.

PAY OUT OF FUNDS TO BRANCH A/C. ( FOR CASH SEGMENT)
  • Cash segment: on t+2 day:

    Settlement wise, payout of funds are transferred to the respective branch accounts, provided the particular branch is having pay-out for the settlement on net basis.

PAY OUT OF FUNDS :F & O SEGMENT
  • For those clients who have opened Bank account with CANARA Bank/HDFC Bank/ ING Vysya Bank

    • On T+1 Day

      • Settlement pay-out amounts are transferred to Clients’ respective bank accounts.

      • Payment entries are posted to clients F&O ledger a/c.

      Note: F&O Settlement ledger a/c becomes ‘Zero balance’ on T+1 day. However, F&O Capital Ledger credit balance continues till Authorized Person gives request for the release. However, the same is to be settled on quarterly/monthly basis (as per the choice of the clients).

  • For ‘F&O – Running Account’

    • Daily F&O bills are posted to Clients’ F&O Settlement Ledger account on ‘T’ day.

      • On T+1 day

      The sum total of all the Clients’ credit balances for the bill date are transferred from F&O settlement a/c of BFSL to CA-2911 (Running a/c) on a daily basis.

      Note: Both, F&O Settlement ledger credit balance and Capital ledger credit balances, if any, are continuing till Clients/AP give request for the release of funds and they are settled once in quarter/month.

SURVEILLANCE OBLIGATIONS

In order to facilitate effective surveillance mechanism system, BFSL shall investigate the alerts generated by the Exchange. The procedure for the same is as provided below:

  • Alerts to be downloaded provided by the Exchange: -

    Exchange shall be providing the transaction alerts, which can be of following types:

    • Significant increased in client activity

    • Sudden trading activity in dormant accounts

    • Client(s)/group of clients dealings in common scrips

    • Client(s)/group of clients concentrating in a few illiquid scrips

    • Circular trading

    • Reversal of trades

    • Wash sales

    • Orders away from market rates

    The above mentioned transactions are an indicative list. There may be more alerts in addition to the above said type of alerts

  • Analysis

    Alert generated on the above mentioned basis shall be analyzed by Surveillance Department and C &S Department, which may include

    • To seek clarification from such client(s)/group of clients for entering into such transactions

    • To seek documentary evidence, such as, Demat transaction statement/or any other documents related to such transactions and the statement shall be at least +/- 15 days from the date of transaction. Financial details, post trading pattern of client(s)/group of clients and publically available information should also be used to analyze the generated alerts.

    • After analyzing the documentary evidence and explanation furnished by the client(s)/group of clients, Surveillance Department and C &S Department shall record its observations for such transactions of client(s)/group of clients within maximum of 30 days of date of alert generation.

    • If there is any adverse observation, the same shall be reported to the respective exchange within maximum of 45 days of alert generation.

  • KYC department is to carry out the due diligence of clients of the Company on a continuous basis. It is to be made sure that the KYC parameters are updated on periodic basis, i.e, address proof, telephone numbers, E-mail Ids PAN details, and financials. Similarly, KYC department, on the basis of information, can establish groups/associations amongst clients, to identify multiple accounts, common accounts/group accounts of clients

    The above said process will be directly under the control of the Whole Time Director, Chief Operating Officer & Compliance Officer, of BFSL.

OTHER SERVICES

Sr. No.CaptionDownload
1 Derivatives FAQ
2 Quick Reference
3 FAQs for NRI Trading Account

SHAREHOLDERS CORNER

Sr. No.CaptionDownload
1 Scrutinizer Report 21st AGM
2 BgSE FINANCIALS LIMITED AGM NOTICE
3 Annual Report 2019-2020
4 IEPF

Exchange Holidays

  • BSE
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You can view the holiday list of stock exchanges.


DateHoliday Name
26/01/2021 Republic Day
11/03/2021 Mahashivratri
29/03/2021 Holi
02/04/2021 Good Friday
14/04/2021 Dr. Baba Saheb Ambedkar Jayanti
21/04/2021 Ram Navami
13/05/2021 Id-Ul-Fitr (Ramzan ID)
21/07/2021 Bakri Id
19/08/2021 Moharram
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CLIENT REGISTRATION DOCUMENTS

Sr. No.LanguageDownload
1 Assamese
2 Bengali
3 Gujrati
4 Hindi
5 Kannada
6 Kashmiri
7 Konkani
8 Malyalam
9 Marathi
10 Oriya
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SETTLEMENT CALENDER

Sr.No.Trading DateSettlement No.Early Pay-in Funds and Securities Pay - In (T+1)Funds Securities Pay-Out (T+2)Short Delivery Auction on (T+2)Internal Short Delivery Information on (T+3)Internal Short Delivery & Auction Pay Out(T+4)
1 01-02-2021202102102-02-202103-02-202103-02-202104-02-202105-02-2021
2 02-02-2021202102203-02-202104-02-202104-02-202105-02-202108-02-2021
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FILING COMPLAINTS ON SCORES - EASY & QUICK

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Attention Investors

Prevent Unauthorised Transactions in your Trading / Demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from NSDL/CDSL on the same day……Issued in the interest of investors. KYC is one time exercise while dealing in securities markets –once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.   |   Prevent Unauthorized transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day.......... Issued in the interest of investors.   |   No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.   |   “Revised guidelines on margin collection ==> 1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020. | 2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. | 3. Pay 20% upfront margin of the transaction value to trade in cash market segment. | 4. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard. | 5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month. .......... Issued in the interest of Investors”

SEBI REGISTRATION NO: INZ000095638, RTA : INR000004041, NSDL-IN-DP-312-2017, NSDL DP ID : IN302148, NSDL RTA ID : IN2000875, CDSL RTA ID : 234 CIN-U67120KA1999PLCO25860,MAPIN UIN : 100003400 GSTIN : 29AABCB3792J1ZC, PAN NO: AABCB3792J

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